My client is an award winning investment manager platform and compliance service provider and they are looking for a Compliance Analyst to join their team.
Based in Newcastle, the Compliance Associate will assist the Compliance Team in delivering a range of compliance solutions to its clients. The individual will need to demonstrate independence of thought, a willingness to challenge where appropriate, be able to work within a team and be pro-active.
Support the Compliance Associates and Compliance Managers to ensure that the firm and its clients are in compliance with FCA regulatory and compliance rules.
Support and manage the on-boarding process (KYC/AML checks/credit checks, etc) of new FCA regulated corporate teams and individuals within the financial services industry.
Support the compliance team on a variety of client facing compliance projects.
Conduct research and prepare documentation in response to client inquiries.
Undertake file checking and file reviews.
Participate in internal compliance training programs as part of continuing learning and development program.
Prior experience within an FCA regulated services firm, within a Compliance function.
Some understanding of Financial Conduct Authority’s regulatory frameworks.
Desire to expand formal and informal knowledge about FCA regulation.
Advanced Microsoft Office skills: Word, Excel and PowerPoint.
Attention to detail – must be able to perform all work consistently to a high level of quality.
Time Management – must be able to manage own time on multiple ongoing projects effectively.
Strong information gathering, analytical and problem solving skills.
Highly motivated and organized self-starter with excellent editing and writing skills.
Effective client skills (verbal written and interpersonal communication skills).
Desire to work in a dynamic work environment.
A self-starter and team player with the ability to work on own initiative or as part of a team.
A-level and Bachelors degree preferred (Economics, Law, Business)
Strong communication skills, written and verbal.