0191 221 0402

Sales & Marketing / True Potential

Compliance File Checker Full Time

£25,000 – £35,000, Newcastle Upon Tyne, Monday to Friday (no evenings or weekends)

An immediate opportunity has arisen with our multi award winning financial client for multiple Compliance File Checkers. If you want to work for one of the most successful businesses in the UK and are looking to advance in your career with fantastic opportunities, then this is the position for you.

The successful person must hold a Level 4 Diploma or equivalent and/or have some experience in the following; protection, mortgages & pensions.

Job role:
The role itself will involve file checking cases that are presented on the system for

Managing new business workflow
Checking all categories of cases, recording results on the system
Providing appropriate feedback to individual advisers
Performing and recording further reviews on an ongoing basis
Liaison with colleagues within the firm across the training and administration functions where necessary
Operating within defined targets and objectives
Compliance Support 


Level 4 Diploma or equivalent
CEMAP or MAQ (Mortgages)
FPC, R01, R05 (Protection)
R01, R02, R03, R04 (Pensions)
Knowledge of the financial services sector

Compliance experience preferable but not essential

Our client is very flexible, so if you feel that this is still a role that you could handle but lack some of the experience/qualifications needed, please still apply and you could be considered.

Job Overview

  • Date Posted: Posted 2 years ago
  • Job Title: Compliance File Checker
  • Salary: £25,000 - 35,000
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