I am working with a prestigious organisation based in North Tyneside and they are looking for a Compliance Monitoring Officer to join their successful team based in Gibraltar.
The company operations in Gibraltar function effectively and efficiently and at all times remain in compliance with statutory and regulatory requirements.
Key Responsibilities: –
Establishing risk-based monitoring programs.
Conducting monitoring activities, identifying and reporting on control issues and actual or potential exposures.
Where necessary in relation risks, supporting the companies risk and compliance specialist review the suitability and performance of internal controls but always doing so when monitoring activities, processes or departments of the company or its outsourced partners.
Determining compliance with internal policies and procedures.
Verbally communicating findings to, and agreeing recommendations/deliverables with, relevant management before providing subsequent written reports containing details of such information as well as detailing deliverable owners.
Managing the closure of monitoring report recommendations.
Providing monitoring performance management information to the Head of Risk & Compliance for escalation to the Board or the Board ‘s Risk & Compliance sub-committee.
Ensuring that any lessons learned from auditing is shared across all business areas.
Key Skills & Knowledge: –
A thorough understanding of regulatory and legal frameworks and Compliance, Risk Management, control and governance.
2 or more years minimum monitoring experience in regulated financial services environment.
Strong analytical. written/verbal communication and interpersonal skills.
Strong planning, managing and prioritising skills.
Excellent eye for detail with heavy focus on accuracy and delivery.
Ability to work under pressure and use own initiative.
Strong report writing skills.
Must be able to relocate to Gibraltar and flexible approach to travel.